Thursday, July 25, 2019

The Gulf Imbroglio: Dangerous Portents


Tension has been simmering in the Gulf for quite some time, specifically due to the strained US-Iran relationship, caused by Iran’s contentious nuclear programme, its support to Hezbollah, a Shia Islamist political party and militant group based in Lebanon, which threatens Israel, and its support to President Bashar al-Assad of Syria and his Arab Socialist Ba'ath Party. Sanctions imposed on Iran were withdrawn after the landmark nuclear agreement between Iran and six countries—the US, UK, France, Germany, Russia and China in 2015 called the Joint Comprehensive Plan of Action (JCPA), which in turn received support across the globe. But with President Trump unilaterally withdrawing from the Agreement in 2018 and imposing fresh sanctions on Iran, matters between the two countries have once again come to the boil. 

It was President Trump’s contention that the JCPA did nothing to curb Iran’s intervention in Syria, Yemen, and elsewhere. While that may be correct, the deal had a limited focus of curbing Iran’s nuclear ambitions and was not intended to limit its broader geopolitical goals. There has been a sense of dismay at the American action, with the former British ambassador to the U.S., terming President Donald Trump's withdrawal from the Iranian nuclear deal as an act of “diplomatic vandalism” against his predecessor Barack Obama, according to leaked diplomatic cables. Be that as it may, the tense relations have set off a chain of actions which can potentially have grave consequences for the world’s energy supplies.

On 12 May 2019, two oil tankers were attacked off the coast of the United Arab Emirates, leaving one ablaze and both adrift. These tankers were flying the flag of Saudi Arabia, one of which was en-route to the Saudi kingdom to be  loaded with crude oil to be sent to the US. Saudi Arabia’s Energy Minister Khalid al-Falih denounced the attack as a deliberate act of sabotage, stating that while no lives were lost and no oil was spilled, the incident caused “significant damage” to the two ships. Earlier, UAE officials had alleged that four boats including a UAE flagged vessel had been targeted and Thome Ship Management had stated that one of its Norwegian-registered tankers was “struck by an unknown object”. The US pointed the needle of suspicion on Iran or its proxies and dispatched an aircraft carrier strike group to the Middle East to send a "clear and unmistakable" message to Iran. The US also ramped up sanctions against Iran and designated the Iranian Islamic Revolutionary Guard Corps (IRGC) as a terrorist group. Iran responded by stating that it would roll back some of its commitments to the 2015 nuclear deal.

A month later, on 13 June, two oil tankers, one Japanese owned and the other Norwegian, were again attacked in the Gulf of Oman, leaving one ablaze and both adrift. The US Navy’s Fifth Fleet responded to the distress calls and assisted the tankers, whose crew was evacuated. As the attack occurred along one of the world’s busiest oil routes, it led to a surge in oil prices. The U.S. blamed Iran for the incident, with the U.S. Central Command, which is based in the Gulf, releasing a video footage that purportedly showed men on an Iranian boat removing a mine from one of the tankers. Iran promptly refuted the allegation, but regardless of who is behind these attacks, it is becoming increasingly clear that the Strait of Hormuz and the Gulf of Oman are getting weaponised.

A week into the above incident, the IRGC shot down a US surveillance drone (RQ-4A Global Hawk BAMS-D) with a surface to air missile over the Strait of Hormuz, claiming it to have violated Iranian air space. The US on the other hand claimed that the drone was in international airspace. On 18 July, USS Boxer, downed an Iranian drone off the Start of Hormuz, which it claimed came dangerously close to the warship and did not heed to warnings to move out of the area. As per US officials, electronic jamming measures were used to take out the drone. The news site military.com has stated that the Marine Corps was responsible for bringing down the drone, using a new anti-drone system. A statement made by CENTCOM Commander Gen. Kenneth McKenzie, indicates that the US may have shot down a second Iranian drone on 23 July, indicating a ratcheting up of operations in the Gulf.

Adding to the existing tensions in the Gulf, the UK on 4 July, seized an Iranian tanker off the coast of Gibraltar, carrying two million barrels of crude oil, on the grounds that it was carrying the oil to Syria in breach of EU sanctions. The Gibraltar police arrested the captain and chief officer of the Iranian oil tanker Grace 1. This prompted a sharp response from Iranian President Hassan Rouhani who termed the act as piracy and warned that the UK would face “repercussions” for the seizure. Those repercussions came on 19 July, with Iran seizing a British oil tanker the Stena Impero, in the Strait of Hormuz, and briefly detaining a second British ship. The IRGC reportedly carried out the seizure on the grounds that the tanker had “violated three international naval regulations,” including turning off a GPS locator, breaking the traffic pattern in the Strait of Hormuz and polluting the water by dumping crude oil residue. The message being sent by Iran to the world is clear: Iran has the ability to threaten the flow of shipping out of the Persian Gulf through the narrow Strait of Hormuz.

Importance of the Strait of Hormuz
Conflict in the Gulf serves little purpose as it would only serve to cripple the world’s economies which are dependent on energy flows from the region. The situation is thus worrisome for the world and especially for India. The channel accounts for a fifth of the world’s oil supply, a quarter of the liquefied natural gas, and USD 500 billion in trade every year. The countries which lie along the Persian Gulf and share the Gulf coastline are Iran, Iraq, Kuwait, Bahrain, Qatar, United Arab Emirates (UAE), and Oman, all of whom are energy rich and export oil and petroleum products. Consequently, the Gulf has emerged as a major trade route through which most of the oil exported from these countries flows out. The Strait of Hormuz is a choke-point between the Gulf and the open ocean, being bounded by Iran to its North and the UAE and an Omanian enclave to its South. At its narrowest point, the Strait has a width of just 34 km. It opens to the Gulf of Oman and from there to the Arabian Sea. A third of crude oil exports transported via ships pass through the Strait, which makes it the world’s most important oil artery.

On an average, 20.7 million barrels per day (bpd) pass through the narrow Strait of Hormuz, of which 17.3 million bpd is crude and condensate products and 3.3 million bpd is petroleum products. (https://www.eia.gov/todayinenergy/detail.php?id=39932). This accounts for 21 percent of the world’s exports. Alternate data provided by Vortexa, an energy analytics firm states that 22.5 million bpd passes through the Strait of Hormuz on average, which is 24 percent of daily global oil production and nearly 30 percent of oil moving across the world’s oceans. Any disruption to this supply will have serious consequences on the worlds economy and while some countries will be affected more than others, the mere fact that we are living in a globalised world, every country will be deeply impacted. India’s total imports (till June 2019) was 83,908,500 barrels of crude oil products of which 2/3 of crude oil and 1/2 of liquified natural gas (LNG) passed through the Strait of Hormuz. That defines the criticality of conflict in the Gulf for India. China too, stands critically affected. In June 2019 it imported 9.63 million bpd, 44 percent of which passed through the Gulf. 

With the Gulf getting increasingly weaponised and rapprochement between Iran and U.S. not visible on the horizon, it could take but a spark to trigger of a limited war on the high seas, impacting upon trade routes and halting the flow of energy resources. Such a scenario has played out earlier in the 1980s, during the Iran-Iraq war. Iraq first targeted Iranian fuel carrying ships in 1981, using jet aircraft. Iran responded in 1984, using a combination of means to include speedboats, sea mines, anti-ship cruise missiles and naval gunfire, to target Iraqi vessels carrying fuel. The Gulf waters were thus turned into a war zone, with a total of 340 ships being attacked and over 30 million tonnes of shipping damaged during the period 1981-1987. U.S. intervention in 1987 led to the conflict subsiding but only after Iran developed and demonstrated capability to attack any vessel that passed through the Strait of Hormuz.

Any military action taken by the US and its allies against Iran could well push Teheran to widening the conflict and choking the trade routes across the Strait. It could even spill over to a wider war where Iran targets Saudi assets, thereby crippling oil supplies across the world. That is a scenario best avoided and one which India, along with like minded countries, must work towards circumventing. India has tremendous goodwill with both Iran and the US and could use its influence to prevent matters from slipping out of control. Here, the interest of all Asian economies too coincide. By 2020, Asia will account for half of the worlds GDP. A crippling of the Asian economies caused by oil shortages would have serious impact across the globe. Even a limited conflict will push up global oil prices, adversely impacting on growth.

As a long term measure, India needs to reduce its oil consumption through alternate technologies. India’s dependency on oil imports is about 85 percent of its overall requirement, and much of this is sourced from the Gulf. This makes India’s growth vulnerable to any disruptions in the passage of crude through the sea lanes passing through the Gulf. Besides alternate technologies, there is a need to focus on increasing indigenous output of crude. Research on renewable sources of energy also needs a much greater push and a greater inflow of funding. Nuclear energy and hydro power also needs much greater exploitation. A whole of government approach would be required to enhancing the nation’s energy security to reduce the impact which oil shortages or oil shocks may cause in future.

Note: For DSA - Sep 2019 edition.

Sunday, July 14, 2019

TWO DECADES POST KARGIL: HOW PREPARED ARE WE?

On 19 February 1999, India’s then Prime Minister, Shri Atal Bihari Vajpayee undertook a journey for peace by bus, across the Attari-Wagah border to Lahore. It was a historic visit, undertaken to break the impasse in the India-Pakistan relationship and to give peace a chance. Speaking at Lahore, Vajpayee’s words resonated across the world when he said “Hum jung na hone denge … Teen bar lad chuke ladayi, kitna mehnga sauda… Hum jung na hone denge…” (We will not let war occur…we have fought three times…what an expensive transaction…we will not let war occur again).
In hindsight, it appears that India was once again taken in by Pakistani perfidy. For, at the very moment when the Indian premier was treading the path for peace, the Pakistan military had already set in motion many months earlier, plans to capture the Kargil heights, the preparations for which were on in full swing in the Gilgit-Baltistan region of Pakistan Occupied J&K (POJ&K). Listening in on the speech, the then Pakistan Army Chief, General Pervez Musharraf must have been chuckling silently to himself. The Indian’s had been deceived once again, and the proof of that deception was the Indian premier talking of peace in Lahore.

It is important to understand this aspect of the Kargil War. Pakistan had lulled India into believing that peace with Pakistan was a possibility and through that act, perhaps achieved the highest level of strategic deception. After the ‘bus yatra,’ the possibility of war was far from the thoughts of India’s defence planners—the political, military and intelligence apparatus simply did not fathom the level of Pakistani duplicity. And in an artificially created atmosphere of bonhomie, love and brotherhood, Pakistan, within a few months started pushing in regular troops, in the garb of militants, into the Kargil heights. This was the time when the second failure occurred. The Indian Army was aware of the fact that infiltrators had entered into the Kargil area. They failed to assess the situation correctly, assuming that like in previous years, these were just terrorist groups crossing over the Line of Control into the Kashmir Valley. Even media reports which spoke of Pakistani infiltrators holding on to some of the heights in Kargil were dismissed offhand, as such a possibility was considered tactically unsound. 

Of equal concern was the fact that Indian intelligence agencies too faltered. They failed to detect the build up that had steadily been taking place over many months in the Gilgit-Baltistan region of POJ&K. Had that movement been detected, then perhaps such heavy concentration of troops, allied with infiltration attempts would have taken on a different colour and led to a more realistic appraisal of Pakistan’s intentions. In the event, Pakistan achieved total tactical and strategic surprise and it was left to the Indian Armed Forces to evict the infiltrators from the heights that had been occupied by the enemy. 

In the perception of the Pakistan military, the eviction of their troops from the mountain tops was a next to impossible task. It was here that the Pakistan military underestimated the capability of the Indian Army and the will of the Indian people. While the plan was tactically brilliant, it was strategically flawed. It could only have succeeded if India was not prepared to risk a full scare war to evict the infiltrators. In perhaps some of the most heroic and epic battles ever fought across the world, the Indian Army, supported by the Indian Air Force, pushed back the enemy from the commanding heights they had occupied, foot by bloody foot, braving unimaginable odds. They made possible, what had once seemed an impossible task, and through their guts and valour, salvaged a victory for India, against all odds. Now, two decades later, the nation needs to ponder on the lessons we learnt from that war.

Post the war, the government set up The Kargil Review Committee (KRC) on 29 July 1999, “…to examine the sequence of events and make recommendations for the future”. The KRC found various shortcomings at multiple levels of intelligence collection, operational procedures and systematic sharing of data. Based on the KRC, the government ordered a complete review of the Indian security system under a Group of Ministers (GoM). The GoM was a powerful body, consisting of Shri LK Advani, Minister of Home Affairs, Shri George Fernandes, Minister of Defence, Shri Jaswant Singh, Minister of External Affairs and Shri Yashwant Sinha, Minister of Finance. The National Security Adviser (NSA), Shri Brajesh Mishra, was designated as a special invitee to the meetings of the GoM and the Cabinet Secretariat (National Security Council Secretariat) was tasked to service it. The GoM set up four task forces—Task Force on Intelligence Apparatus, Task Force on Internal Security, Task Force on Border Management and Task Force on Management of Defence to look into specific issues and to provide concrete recommendations. Many of the recommendations of the GoM have been implemented over the last two decades, but some critical recommendations are still to be addressed. These need to be deliberated upon and either be accepted for implementation, or discarded, being unsuitable for the present security environment.

The Task Force on Intelligence had recommended the creation of a tri-service Defence Intelligence Agency (DIA) as the nodal agency for the analysis of all military intelligence and to synergise the functioning of the three Services Intelligence Directorates (SIDs). The DIA came into existence in 2002, with the strategic intelligence assets of the Services like satellite imagery and Signals Intelligence being placed under it. The National Technical Research Organisation (NTRO) also came into existence in 2003, and is now the nodal agency to procure and provide all forms of TECHINT to the nation.  However, weaknesses in India’s intelligence agencies continue to persist. This has been aptly demonstrated by the Mumbai terror attacks in November 2008 and the spate of terror attacks that have taken place since, most notably the attack on a CRPF convoy in Pulwama in early 2019. 

Post the Mumbai attacks, the National Investigation Agency (NIA) was established to investigate terror cases. Coastal security too was strengthened, along with the formation of a Multi Agency Centre (MAC), to improve coordination among various Central and state security agencies. However, inputs to the MAC from the state intelligence agencies remains at about 11 percent only of total intelligence inputs received by the Centre, which bespeaks of weaknesses in state intelligence agencies. There is a need to redefine the role of intelligence agencies and perhaps have a dedicated cadre for such services instead of simply staffing these agencies with police officers. Modern day complexities demand expertise in the cyber domain, scientists with specific domain knowledge, language experts, information technology experts, psychologists and a hot of professionals in many disciplines, if our intelligence gathering efforts are to bear fruit. There is also need for parliamentary oversight over the intelligence agencies. While some form of oversight is being provided by placing all the 14 intelligence agencies under the NSA, considering the volume of workload on the NSA’s plate, it is perhaps time to have a National Intelligence Head—an exclusive intelligence chief, to provide integrated intelligence assessments to the government through the NSA to facilitate seamless acquisition, processing and dissemination of tactical, operational and strategic intelligence.

India also faced its moment of truth in Kargil when the infiltrators had to be evicted from seemingly invincible positions. The then Army Chief’s statement “we will fight with what we have,” has since become a byword for lack of preparation in peacetime for potential threats to our territorial integrity. Defence preparedness is not a task which can be done in a year or two. It takes years of efforts to build a well oiled military machine and this aspect has been neglected since independence, especially in terms of defence manufacture.

The Modi government launched its mission ‘Make in India’ on 25 September 2014, and the defence sector was identified as one of the key sectors requiring indigenisation. India imports about 70 percent of its defence requirements which makes it vulnerable to external influence in times of war. However, achieving some level of self sufficiency in defence production will not materialise quickly. It will take at least a decade if not more of sustained effort to reduce our dependancy on imports from the current 70 percent to 50 percent, and perhaps another decade after that to get it down to the more respectable figure of producing 70 percent of our defence requirements and importing just 30 percent.

The Dhirendra Singh Committee set up by the government in May 2015 suggested that a conceptual ladder be evolved to correspond to progressive development of competence level in the defence industry, from the very basic level of repair and maintenance to the level of acquiring ability to design, develop, manufacture and test systems. More importantly, the Committee recommended an increasingly important role for the private sector in defence production. The Defence Procurement Procedure 2016 (DPP-2016) has accordingly been streamlined and a number of far reaching decisions have been taken to encourage both the public and the private sector to increase indigenous production. L&T, in partnership with Korea’s Samsung has procured a Rs 5400 crore order to manufacture 100 artillery guns (155/52 mm K-9 Vajra tracked SP)  and is also going to manufacture the Lakshya-1 and Lakshya-2 pilotless target aircraft with the DRDO. DRDO has tied up with Bharat Forge and General Dynamics to manufacture FICVs and Tata Strategic Division is joining hands with Airbus Industries to manufacture medium transport aircraft. Reliance industries, Mahindra Defence Systems, Dynamatic Technologies, TVS Logistics, MKU and others have also entered into the defence market for manufacture. Two defence industrial zones are also coming up which augurs well for the Make in India initiative, but the momentum will have to be sustained, for which an effective institutionalised interface between the MoD, the services and the private sector is required, at the policy making level. There is also an urgent need to corporatise the management structure of the Ordnance Factory Board and to merge shipyards under MoD into one corporate entity (retaining the yard facilities in their present geographical locations but working under one single management). In addition, expeditious implementation of the strategic partnership scheme and creation of an independent agency to oversee the complete gamut of activities related to defence industry and procurements is required. 

Finally, if India is to emerge as a strong military power, there is a need for better civil-military relations (CMR). This aspect remains strained since decades, but the relationship has become more brittle in recent years due to bureaucratic overreach. Harmonising the relationship would require overhauling the Ministry of Defence as recommended by the GoM post the Kargil War. This would need integrating the Services with the MoD, with at least half the senior posts which are held by the babus being handled by officers in uniform. There is also the need to create a CDS at the earliest, if the envisaged reforms are to keep apace with the Prime Ministers vision. For reforms in the MoD, there will be resistance by the bureaucrats. How this matter is handled will determine the timelines by which India can become a military power to reckon with. Otherwise, at some future point in time when India is once again faced with a military challenge, the Service Chief’s will once again be forced to say, “We will fight with what we have”. Let the lessons of Kargil never be forgotten.

Published in Organiser, July 2019

Monday, July 8, 2019

National Security and Conflict Resolution

Before giving my views on some aspects of National Security and Conflict Resolution, it is but appropriate that first I pay homage to the late editor of Aakrosh, Maj Gen Afsir Karim, who founded the journal and continued as its editor till he passed away in February this year. Since its inception two decades ago, Aakrosh has been dealing with issues related to terrorism and internal armed conflict under the very able guidance and editorship of Maj Gen Afsir Karim. His passing away has been a grievous loss to India Foundation, but the flame which he lit in starting this journal will forever remain bright and true to the spirit in which the Journal was launched. To General Karim, India Foundation owes a deep debt of gratitude for his sterling contribution in promoting awareness of internal security issues. We will continue to highlight issues and suggest policy interventions that will inform and put issues in a holistic perspective.
Discussions on National Security in India are increasingly finding space in the media and in Universities and think tanks which is a welcome trend. Greater awareness is essential as national security is and always will be of prime concern to the inhabitants of a state and its leadership. But what national security entails is open to different contextual interpretations. Security is being viewed now in terms of not just guarding against threats from external and internal actors, but also through a much larger prism encompassing aspects such as food and water security, energy security, protection of the environment, climate change and the like.
In essence, however, security for the citizens of a state simply means that they can go about their daily work without fear. This would necessitate a secure internal security environment where the citizens can live and work without fear. This would require a vibrant democracy where the voice of the citizens is heard, good governance, a free media and effective justice delivery mechanisms. To protect the country from external forces and to preserve an independent foreign policy, there would be a need to protect the nation’s land and maritime borders, air space, cyberspace and assets in outer space.
The requirement is hence both of a strong military which can address all internal and external security challenges as well as strong institutions of governance within the country, to address internal security concerns and other issues of governance. Allied with this is the need for accountability in all institutions, and transparency in governance.
An important aspect of governance lies in the domain of policy-making. Wrong policies though well intended can have negative consequences for national security. One of the causative factors for conflict in Sri Lanka was the issue of language. To promote unity in the country, the country’s leadership made Sinhala the official language of the country to the exclusion of other languages. This led to resentment amongst the Tamil community and to decades of conflict which could well have been avoided.
But Sri Lanka was not the only country to suffer from the consequences of a flawed policy. Pakistan did likewise too. Soon after independence, in an attempt to forge a national identity based on language, there was an attempt to impose Urdu on the Bengali population of East Pakistan. This led to an effective Bengali language movement in 1948 to counter this decision, which reached its climax in February 1952 leading to the recognition of Bengali as one of the state languages of Pakistan. But the forces set in motion eventually led to the creation of a new state, Bangladesh, in less tax two decades.
India too witnessed a similar churning but was fortunate to have come out of it much better. Here too, an attempt was made to have Hindi as a common language for the country. The riots which broke out in the mid-sixties in Madras over the issue forced the government to declare that English would continue to be used till such time as people wanted it.
Many a time, policy decisions are arrived at on an assumption that uniformity is an essential prerequisite for unity. This is a mistaken notion as the planks of nationhood have to be built on different bonds. Understanding the needs of different sections of society is perhaps the greatest bridge to reconciliation and conflict resolution. Today, India’s tribal heartland is seething because of perceived injustices to them and to their way of life, mainly due to state policies, which have not upheld the interests of the tribal people as enshrined in the Constitution. While serious efforts have been underway, particularly over the last decade or so to address tribal concerns, much more needs to be done to bring peace to the entire area.
With respect to Jammu and Kashmir, mention needs to be made of Articles 370 and 35A of the Constitution, which are applicable to the state. Many analysts have opined that ‘emotional integration’ of the state with the rest of the country is yet to take place. If that be so, then evidently the policies of the state should be made in a manner that facilitates ‘emotional integration’. However, the inclusion of Article 370 in the Constitution, albeit as a temporary provision, has done more harm than good, as it has strengthened the feelings of separateness, at least in the Muslim majority Kashmir Division of the state. The inclusion of Article 35A in February 1954, further added to this feeling. As Article 35A conferred powers to the State Legislature to define who all constituted the permanent residents of the State and to make special provisions for them, the aspect of emotional integration was further eroded. In addition, rights of other communities such as the displaced persons from West Pakistan who were residing there since independence, the Valmiki and Gurkha communities and certain rights of women were suppressed. It is important that ways and means be found to repeal such Articles which have hindered the total integration of the state with the rest of the country.
Conflict resolution also demands effective justice delivery mechanisms. This is applicable to not just insurgencies such as Left Wing Extremism, but to all forms of social unrest. This is still an area of weakness across India, where the process of litigation effectively denies justice through the state’s incapacity to deliver justice in a time bound manner. Besides reforms in India’s police services, there is a drastic need to reform the entire judicial system.
Editorial in Aakrosh, April 2019.


Sunday, July 7, 2019

PLA CONCEPT OF INTELLIGENT OPERATIONS

The People’s Liberation Army (PLA) of China first felt the need to modernise its forces after its experience in the Vietnam War of 1979, which exposed critical weaknesses in command and control mechanisms and in the logistic support required in modern battlefield conditions. The process of modernising the country began with Deng Xiaopong’s ‘Four Modernisations,’—Agriculture, Industry, Science and Technology and Defence Forces. While defence modernisation held the fourth place, it was by no means neglected. Between 1985-1995, major changes were instituted in doctrinal and organisational aspects, with stress being laid on indigenous production of weapons and equipment. But it was the Gulf War of 1990-91, which changed Chinese perceptions of how modern wars are fought. The Gulf War was a practical demonstration of the Revolution in Military Affairs (RMA) brought about through the application of high technology. What the Chinese observed here was the devastating impact which information and communication technology had on the battlefield when integrated with precision long range weapon systems. The US forces had integrated satellite and aerial reconnaissance capability and a highly developed Command, Control, Communications and Intelligence (C3I) system to direct the battle along with highly accurate missile systems and modern mechanised forces with air support to enable application of force with pin point precision. This enabled them to win a decisive victory with minimum losses in just 42 days.

The Chinese military accordingly concluded that modern wars would be fought with greater mobility, speed and offensive power, necessitating smaller forces, with increased battlefield mobility and lethality and with modern C3I systems to achieve battlefield dominance. Another conclusion drawn was that high end military technology can achieve strategic intimidation to achieve strategic goals. In addition, many areas of high technology such as information, biological, microelectronic, laser and infrared technology have important military applications and that military technology is no longer a special field in itself. As technology advanced, the equipment manufactured earlier would achieve obsolescence at a much faster rate; to achieve technological dominance, it would thus be necessary to be ahead of the technology curve. As such, even when new equipment is fielded, it would be necessary to have work ongoing in developing a newer next generation systems to cater for faster obsolescence.

The Chinese military thus enunciated its strategy called Active Defence, which was predicated on the need to fight under what the Chinese termed ‘Local Wars Under Modern, High-Tech Conditions’, and which was later changed to fighting Local Wars Under Informationalized Conditions. Preparations for conflict were based on the following premises:
  • Future wars will be shorter, perhaps lasting only one campaign;
  • Will almost certainly not entail the occupation of China, although Chinese political, economic, and military centres are likely to be attacked;
  • Will involve joint military operations across land, sea, air, cyberspace and outer space, and the application of advanced technology, especially information technology.

In its modernisation programme, the PLA laid emphasis on fighting and winning short-duration, high-intensity wars along China’s periphery. This included scenarios for Taiwan, building counters to third-party, including potential U.S. intervention in cross-Strait crises and to conflicts along China’s land borders. Emphasis was laid on space warfare, psychological warfare (called Three Warfares to dictate the strategic terms of the conflict, by influencing domestic opinion, opposition will, and third-party support), Computer Network Operations (to seize the initiative and achieve electromagnetic dominance early in a conflict, and as a force multiplier), Missile Warfare to include both long range and short range ballistic missiles and Cruise Missiles, Air power and Maritime dominance. The modernisation process also included reforming military institutions, promulgating new doctrine for modern warfare and personnel development. China’s modernisation drive was supported by huge financial outlays as a result of which she has today a very capable and effective military with an impressive high-tech arsenal. However, despite China’s military capability, its lack of experience in modern combat was seen as a major liability and a potential disadvantage for the PLA. The PLAs ability to use modern weapons and equipment remains unproven without the test of combat and it is this lacuna which the PLA is now trying to overcome through “intelligentization”. 

In his address to the 19th Party Conference, President Xi Jinping spoke of “…strengthening the military for the new era and the military strategy for new conditions, build a powerful and modernized army, navy, air force, rocket force, and strategic support force, develop strong and efficient joint operations, commanding institutions for theater commands, and create a modern combat system with distinctive Chinese characteristics”. He also stated that China “…will adapt to the trend of a new global military revolution and to national security needs; we will upgrade our military capabilities, and see that, by the year 2020, mechanization is basically achieved, IT application has come a long way, and strategic capabilities have seen a big improvement. In step with our country’s modernization process, we will modernize our military across the board in terms of theory, organizational structure, service personnel, and weaponry. We will make it our mission to see that by 2035, the modernization of our national defense and our forces is basically completed; and that by the mid-21st century our people’s armed forces have been fully transformed into world-class forces”.

In translating the vision of the President Xi Jinping in concrete terms, there is evidently a congruence of thought within the PLA of the importance of artificial intelligence (AI) in future military operations. This too was alluded to by Mr Xi Jinping, when in the course of the same address he stated, “…We will develop new combat forces and support forces, conduct military training under combat conditions, strengthen the application of military strength, speed up development of intelligent military, and improve combat capabilities for joint operations based on the network information system and the ability to fight under multi-dimensional conditions. This will enable us to effectively shape our military posture, manage crises, and deter and win wars”.

The concept of an “intelligent military” and “intelligent operations” (zhinenghua zuozhan, 智能化作战) as enunciated by China is still in the evolutionary stage. An article in the official Xinhua state news service has defined intelligent operations thus: “Intelligent operations have AI at their core, and use cutting-edge technologies throughout operational command, equipment, tactics, and other areas… they must be understood by the core concepts of ‘system intelligence is central,’ ‘full use of AppCloud,’ ‘multi-domain integration,’ ‘brain-machine fusion,’ ‘intelligent autonomy,’ and ‘unmanned struggle for mastery'” in the battlefield environment.

What intelligent operations imply is integrating new technologies into combat operations. It also aims to address perceived weaknesses in the Chinese military which pertains to lack of operational experience of its commanders, rigidity in command structures and its ability to fight joint operations.

A tool for enhancing realism in training and to give a feel of actual combat is war gaming and coopting new training techniques and operationalising new technologies, especially AI to its concepts, structures and training. Towards this end, the launch of the New Generation Artificial Intelligence Development Plan (Xinyidai Rengong Zhineng Fazhan Guihua), is significant. This plan seeks to use AI to support the military decision making process, for purposes of simulation and in war-gaming.

Towards this end, in April 2018, the Chinese Academy of Launch Vehicle Technology  (CALT), convened a tournament called “Decisive Victory”. Here, human players from the Chinese Academy of Sciences and Tsinghua University were pitted against an artificial intelligence commander, and reportedly it was the human players who were defeated six to two. Increasingly, PLA commanders will be put through exercises wherein their opponent is a machine. They will be given the opportunity to war game, using all the assets at their command, during which jointmanship too will be practised. AI technologies are increasingly being recognised by China as vital to modernisation of the PLA to enable and enhance a range of future military capabilities. President Xi Jinping has clearly stated that he expects the Chinese military to be of world class by 2050, and AI will be exploited to enhance the complete range of Chinese military capability.

Towards this end, in July 2017, the State Council of China released the “New Generation Artificial Intelligence Development Plan,” outlining a strategy to build a domestic AI industry, which would make China a leading AI power by 2030. The expectation is that by 2020, Chinese companies would be at the same level as leading countries like the United States and by 2025, would be in a position to achieve a breakthrough in some select disciplines in AI. This plan also calls for the PRC to “Strengthen the use of new generation AI technologies as a strong support to command decision-making, military deductions (war-gaming and operations research), and defense equipment, among other applications.

The PLA’s apparent progress in the use of AI in war-gaming provides an initial indicator of its attempts to explore new concepts of operations for the dynamics of “intelligent operations”. It also seeks to enhance the acumen and preparedness of its officers and personnel for future warfare. Through integration of AI into wargaming, we see the potential use of AI to train commanders in developing greater skills in developing strategic thinking and command decision making, which, as brought out in the beginning of this article, remains a weakness for the PLA as their leadership has not been tested in combat.

A lot of focus by China, with respect to AI is also on hardware. Here, we are talking about robots, drones, remotely piloted submarines et al, for military use. Development of improved weapon systems using AI along with the use of big data for analytics, the Internet of Things (IOT) and cloud computing, when integrated together could be truly devastating. But this would still be merely an extension of technology, which a commander would be enabled by to achieve battlefield dominance. If such technologies could be integrated into planning for operations and into real time decision making, it could be another step towards the next major revolution in military affairs—Intelligent Operations conducted in real time and leading eventually to what could be termed as “War at the Speed of thought”. We are looking at a potential next wave revolution in military affairs, which can break through as stated by the PLA, traditional time and space limits of cognition, reconstruct the relationships between humans and weaponry and bring about entirely new models of command and control. This is intended to be achieved through gaining complete supremacy over one’s opponents in the cognitive sphere, through superior understanding and awareness of the battle space, and through intelligent unmanned systems to greatly reduce the “observation-judgement-decision-action cycle”.

There is of course the real danger that relying on AI may miss out on the complexities of real operations. The US and NATO forces achieved a quick victory in the Iraq war and later in Afghanistan, but found to their cost that sustaining operations over long periods of time was an entirely different matter. Intelligent operations, as envisaged by the PLA are designed to impact and provide advantage in the cognitive domain, but there are still many imponderables. Will this be enough to eliminate what Clausewitz termed the “fog of war”. Or will it lead to additional complexities, especially as technology can also be used to deceive and the Chinese will not be the only players in the game? How will nuclear issues be addressed? As of now, the threat of conflicts degenerating and spiralling out of control to nuclear warfare, has actually contributed to strategic stability. The ability to know and understand the battle space in the cognitive domain along with the means to disrupt enemy systems and integrating the same with long range precision weapon systems is certainly a force multiplier, but it will come with a fresh set of challenges, many of which perhaps have not yet been considered. Having said that, it is a truism that cognitive advantage is a battle winning factor and AI will be in the forefront to provide the means to achieve the same.


India too needs to move towards futuristic technologies to address the multiple challenges she faces on her land borders, in the Indian Ocean Region (IOR) and in internal conflicts. But it must always be remembered that such technologies would require to be used with due care and circumspection. Too often, it is not the external enemy but the internal political rival who can become the target and such technologies can lead to monopolising power by shaping opinions and eliminating threats to political power. For the PLA, “intelligent operations are still perhaps a few decades away, but whether they can be a substitute or a panacea for the weakness which the PLA perceives it has, will only be determined over time.
For Scholar warrior, September 2019.

Friday, July 5, 2019

EMERGING TRENDS IN INDIA’S NATIONAL SECURITY

For nation states, national security would mean securing the National Interest—but what constitutes the National Interest (NI) must first be determined and then clearly stated. Broadly, the NI could be seen in terms of the survival of the nation-state, wherein the minimum requirement would be the protection of its physical, political and cultural identity against encroachments by other nation-states. These remain the primary and vital interests of a state, which cannot be compromised and which must be defended at all costs.
The above formulation, when placed in specifics for a nation state, would encompass the preservation of one, the territorial integrity of the state, two, the preservation of the existing politico-economic structure and three, the preservation of the nation-states’ ethnic, religious, linguistic and historical norms and traditions. Post the First World War, American policy makers such as President Woodrow Wilson, while formulating their nations foreign policy, drew upon the work of scholars and philosophers like Sir Alfred Zimmer, Nicholas Murray Butler and others who dedicated their efforts to promoting a more peaceful world and was essentially Utopian in concept. Post the Second World War, American foreign policy was driven by a sense of realism, promoted by the work of authors such as Hans J. Morgenthau, Hallet Carr, Reinhold Niebuhr and others. Indeed, Henry Kissinger credited Morgenthau with making the study of international relations into a major discipline.

In India, Post independence, the decision makers were not associated with an institutionalised doctrinal approach to foreign policy-making. Though attention to India’s foreign policy making has attracted major intellectual inputs, it remains insulated from outside influence. India’s national security policy-making process too has not yet been institutionalised, nor has it defined the incorporation of stakeholders and their role. The policy is personality driven and remains highly individualistic and hostage to those who are in key decision making roles, with hardly any publicly accepted inputs from non-partisan strategic planners or experts belonging to think-tanks, the academia or public intellectuals. 

Shri Jaswant Singh, who in the Vajpayee led government (1998-2004) held at various times, the important portfolios of Defence, External Affairs and Finance, expounded on this aspect in 1995. He spoke of a document called the Operational Directive, which “seeks to bring out as clearly as possible, under the given circumstances, the threat situation which has been visualised in consultation not only with the three Services but the various agencies, the Ministry of External Affairs, and when necessary, with the Home Ministry in consultation with the Prime Minister’s Office and, finally, it is approved by the Defence Minister”. he further went on to state that “the contents of this document required considerable change because of the enormous change that has taken place or is taking place not only in our immediate vicinity but all round…Now if you were to ask, is this the defence policy? I would not be able to say that the answer is in the affirmative because India’s defence policy, to the extent that I can venture to make a statement, on it, from 1947 onwards— more precisely from 1950 onwards—has been basically a policy to defend our territory, our sovereignty and our freedom, and no more than that”.

This very clearly brings out the fact that India at that time did not have a declared defence policy. The situation has not changed much till date, in terms of a clear enunciation of a national security policy, which has led some Indian and foreign strategic thinkers to state that India lacks a strategic culture. Foremost amongst them, George Tanham, came to the conclusion that Indian political elites showed little evidence of having thought coherently or systematically about national strategy, reasoning that the forces of history and culture had worked against the cultivation of a strategic mindset. This however betrays a limited understanding of India and its civilisational construct of over five thousand years. We have the example of Kautilya’s Arthashastra, which propounds the science of governance including the relationship with other powers, kingdoms and rulers. Hindu scriptures, the Mahabharata and the Ramayana, Hitopadesa, Manu Smriti, Bhagavatam Purana and others, all have large sections devoted to statecraft and external relations. So to state that India lacked strategic thought would not be accurate. India has a sense of history and is very clear of what it wants to be. It wants rapid domestic growth, abolition of poverty, national unity and equality. It is not looking to burning bridges, but will stand up for what is right and just, with a world view based on equality and non-discrimination.

The objectives then of India’s National Security, would be threefold: first, national stability and integrity; second, social political and economic progress; and third, peace and stability in terms of India’s relationships with other countries across the globe. India’s national security as an essential component to securitise its national interest must be seen in terms of these larger goals. In effect, this would encompass ensuring a safe environment within the country, free from internal and external threats, and a dynamic foreign policy, to enable social, political and economic progress of the nation.

Changing Global Economic Scenario: The Rise of Asia
In the 17th century, Asia was the envy of Europe with India and China alone having nearly half the worlds share of GDP. The Indian economy went into a state of decline at the beginning of the 18th century, though China continued to prosper for another hundred years before slipping into rapid decline at the turn of the 19th century, a period referred to by Chinese scholars as the century of humiliation, denoting the period between the First Opium War in 1839 and the end of the Chinese civil war in 1949. A turn around started towards the close of the 20th century as seen in the chart at figure 1. By 2000 CE, Asia accounted for just over a third of the world output. This is set to equal the output of the rest of the world in 2020, and thereafter surpass the economy of the rest of the world, marking the world’s imminent entry into the Asian age. This is taking place, not just because of the growing economies of India and China, but also due to growth among smaller and midsize countries in Asia. (See Figure 2)
The reversal of the Asian decline has set in motion changes in the geopolitical landscape of the world, with nation states coming to grips with an altered reality. The Chinese leadership is conscious of China’s growing economic clout and has characterised the first two decades of the 21st century’s as a “period of strategic opportunity,” to facilitate domestic development and the expansion of China’s “comprehensive national power.” China is leveraging its growing economic, diplomatic, and military clout to establish regional preeminence and expand the country’s international influence. In the 19th National Conference of the CPC, President Xi Jinping laid emphasis on a “great rejuvenation of the Chinese nation”. He outlined China’s ambition to emerge as a superpower by 2049, which will mark the centenary of the establishment of the People’s Republic of China (PRC). Timelines to achieve those targets are the full modernisation of the PLA by 2020, emerging as a socialist modernised country by 2035 and having a world-class army and the eventual attainment of super power status around the middle of the century.
India’s foreign policy too, under the Modi led NDA government, has seen great transformational changes since 2014. Prime Minister Modi has led the transformation, which is clearly visible and is now seen to be more bold, proactive, innovative and ambitious—and also clearly showing an uncompromising firmness on issues relating to the nation’s integrity and honour. While traditionally, India has been looked at as a notoriously reticent nation in international affairs, it is now being seen as proactive in its engagements with the international fora. There is a greater expectation of India’s role in the world, as reflected by India emerging as a natural participant in several regional and global discourses. Another important transformation has been the rekindling and strengthening of India’s linkages with its diaspora, cooperation in the field of counter terrorism, emphasis on the neighbourhood with significant progress taking place in terms of physical and cultural connectivity and on a renewed economic vigour.
China now views itself as the natural competitor to the United States, and seeks a bipolar world with China being the second pole. Within Asia, China views India as its only economic and geo-strategic rival. Regardless of any churning which may take place in the internal power dynamics in China’s ruling communist party, Beijing's policy towards Delhi will continue to be shaped by its desire to achieve pre-eminence in the region. There will thus be renewed competition between India and China, but there will also be cooperation.
The India-China Relationship
The driving force in the India-China relationship is political, with the governments of the two countries’ determining its shape and content. The people and the media have had little role to play in shaping this relationship; however, since the mid-eighties, people to people interaction has enabled broadening and stabilising the relationship to some extent. Chinese perceptions of and policies regarding India have had greater continuity and focus than Indian perceptions of and policy towards China, largely due to the different nature of the polity of the two countries. Primarily, the focus of both has had a heavy security component. Since the mid-eighties however, there is an increasing emphasis on development issues, helped in no small measure by a consensus that the ‘development of one would in no way constitute a threat to the other’. History, however, imparts to both India and China the same need to restore a feeling of national pride, a need that each fulfils in parallel quests for greater international standing. In this paradigm, Beijing's policy towards Delhi will continue to be assertive, shaped by its desire to achieve pre-eminence, initially in the region and by 2050 in world affairs. Today, a combination of historical circumstances, cold war rivalry and a competition for resources is setting the agenda for the way the two nations perceive each other. While commonality of interests exists in some areas that widen the field for further cooperation, other factors are pushing the two countries towards the path of rivalry and confrontation in pursuance of each nation’s perceived self-interest.
The India-China relationship remains strained, largely due to India’s unsettled border with Tibet. Today, the relationship can be categorised as stable at the strategic level, but marked by political, diplomatic, and military instability at the tactical level. The major irritant in the relationship is the unresolved border issue, which has the potential to lead the two countries to conflict. China illegally occupies the Aksai Chin plateau in Ladakh and also lays claim to the Indian state of Arunachal Pradesh. While the McMahon Line is the effective boundary between India and China, its legal status is disputed as China does not accept the validity of the 1914 Simla Accord. India thus has both a territorial as well as a boundary dispute with China, which has the potential to lead to conflict in future. Massive upgradation of infrastructure in Tibet by China has a distinct military bias and is a cause of concern to India as it greatly enhances Chinese military capability across the Himalayas. When considered with growing military asymmetry including nuclear capability, the threat to India increases exponentially. It must be noted that China has moved away from its earlier theme of peace as the dominant trend, to stating that some conflicts may be inevitable. It is in this respect that India needs to be prepared to thwart any hostile activity by China across the Himalayas.
For many years, China has supported insurgencies in India’s Northeastern states and continues with transgressions across the undemarcated Line of Actual Control (LAC). On the diplomatic front, China has been particularly assertive in recent years, continuously blocking Indian attempts to become a Member of the Nuclear Suppliers Group and resisting India’s attempt to seek a place on the high table as a permanent member of the UN Security Council. For long, it resisted India’s efforts to list Masood Azhar, the founder of the Pakistan-based Jaish-e-Mohammad—a UN-designated terrorist group, to be labelled a terrorist by the 1267 Sanctions Committee of the United Nations Security Council (UNSC) and only relented on this on 1 May 2019, after China dropped its long-held objections to the move. Beijing had earlier put a "technical" hold on the 1267 UN resolution in March, the fourth time it had scuttled India's attempt to sanction the man it holds responsible for multiple terror attacks in India. China also needlessly objects every time an Indian political leader visits Arunachal Pradesh. But it is the collusive nuclear warhead-ballistic missile-military hardware nexus between China and Pakistan, described by both as an 'all-weather friendship,’ which is of major concern to India.
Post the 1962 Sino-Indian conflict, the relations between India and China remained frozen for 26 years, thawing finally with the visit of then Indian Prime Minister Rajiv Gandhi to Beijing in 1988. A slew of confidence building measures started in September 1993, with the signing of the Agreement on the Maintenance of Peace and Tranquility along the Line of Actual Control in the India-China Border, which was followed up in 1996, 2005 and in 2012. However, to prevent border incidents from flaring up, the Border Defence Cooperation Agreement (BDCA) was signed between the two countries in October 2013. The BDCA reiterated the provisions of most of the earlier CBMs, but in addition provided for additional mechanisms for the maintenance of peace in a situation involving a direct face off between the soldiers of the two countries, such as Article VI which stipulates that the two sides shall not follow or tail patrols of the other side in areas where there is no common understanding of the LAC. While the border has remained peaceful, with no incidences of firing taking place since then, the possibility of a flare up still exists as seen in the India-China border stand off for 70 days in Doklam—a tri-junction between Bhutan, India and China. The statements issued by Chinese government controlled media during the course of the crisis including Global Times, Xinhua and others, as well as spokespersons of the foreign and defence ministries of China went ballistic in condemning India. Offensive epithets were used to threaten India to withdraw or to face consequences, which would be far worse than the defeat of 1962. India however stood its ground, and China was eventually forced to back off, marking a victory for the Indian stand, and highlighting India’s firmness and resolve, on issues relating to the nation’s integrity and honour.
The Doklam face-off further strained relations between the two countries, but a reset took place with Prime Minister Modi meeting his Chinese counterpart President Xi Jinxing in Wuhan in April 2018. The two leaders are set to meet again at an informal summit, this time in India, later in 2019. Despite differing perceptions on many issues between India and China, India’s approach in dealing with China has been one of pragmatism, wherein the focus has been on compartmentalising the problems and not letting the differences turn into disputes and disputes into conflict. Today, there is substantial economic engagement between the two countries as also an ever increasing people to people contact. There is also substantial cooperation on regional, multilateral and global issues, a prime example being on climate change. But despite the many positives, there is a need to reset the relationship in a new paradigm, as the relationship has entered a more challenging phase, though remaining as a mix of competition and cooperation.
There are growing concerns in India about China’s increased assertiveness, and about China’s regional and global ambitions. China is no longer seeking a multi polar world, but seeks bipolarity and in the hierarchical order, aims eventually to replace the United States and occupy pole position. This is in strong contrast to India, which would like to see not only a multi polar world, but also a multi polar Asia. The India under Modi has a vision for the country that is distinct from the kind of approach taken earlier about India’s role as a balancing power—a non-aligned power. That terminology fortunately lies buried now, and in its place is a new found assertion of Indian interests and what that means for India. This will lead to contestation, as India will not bow down to any foreign power. In the long term, the India-China relationship will hence be a difficult one to manage. India’s  core concerns will remain the economic upliftment of its people, technological advancement, military modernisation and gaining its rightful place under the sun. In this process, it would not like to be sidetracked by any distractions from China or any other power in the region.
China’s Assertiveness in the Region
China’s “One Belt, One Road,” now renamed the “Belt and Road Initiative” (BRI), is intended to develop strong economic ties with other countries, shape their interests to align with China’s, and deter confrontation or criticism of China’s approach to sensitive issues. Countries participating in BRI could develop economic dependence on Chinese capital, which China could leverage to achieve its interests. For example, in July 2017, Sri Lanka and a Chinese state-owned enterprise (SOE) signed a 99-year lease for Hambantota Port, following similar deals in Piraeus, Greece, and Darwin, Australia.
China seeks to secure its objectives without jeopardising the regional stability that remains critical to the economic development that has helped the CCP maintain its monopoly on power. However, China is also willing to employ coercive measures—both military and non-military—to advance its interests and mitigate opposition from other countries. For example, in 2017, China used economic and diplomatic pressure, unsuccessfully, in an attempt to urge South Korea to reconsider the deployment of the Terminal High-Altitude Area Defense (THAAD) system.

In its regional territorial and maritime disputes, China continued construction of outposts in the Spratly Islands, but also continued outreach to South China Sea claimants to further its goal of effectively controlling disputed areas. China also maintained a consistent coast guard presence in the Senkakus.
The Pakistan Factor
Chinese desire to contain India finds a willing ally in Pakistan. Here, the interests of both Beijing and Islamabad converge. The nuclear, missile and military hardware nexus between the two is well known and is a cause of serious concern for India. China is Pakistan's largest defence supplier and is widely perceived to be using Pakistan to fight its proxy war against India, to counter Indian power in the region and to divert Indian military force and strategic attention away from China. It also provides a bridge between Beijing and the Muslim world, a geographically convenient trading partner, and a channel into security and political relations in South Asia. For Pakistan, China is a high-value guarantor of security against India. Chinese officials also view a certain degree of India-Pakistan tension as advancing their own strategic interests as such friction bogs India down in South Asia and interferes with New Delhi's ability to assert its global ambitions and compete with China at the international level. China is also expanding its footprints in Nepal, Myanmar, Bangladesh and Sri Lanka, which leads to a perception within India of being hemmed in by the Chinese. When viewed with Chinese capability to support insurgent groups in Northeast India and to Left Wing Extremists, India’s concerns deepen.

India is also concerned about China’s Belt and Road Initiative (BRI), the crowning jewel of which is the China Pakistan Economic Corridor (CPEC), connecting China’s Xinjiang province to Gwadar in Balochistan, Pakistan. In April 2015 President Xi Jinping signed agreements with Pakistan over development projects worth USD 46 billion, focussed on building a 3000 km (1800 miles) CPEC. This corridor will connect Pakistan’s deep sea port Gwadar, located at the Arabian Sea, to China’s western Xinjiang region. International analysts see this CPEC as President XI Jinping’s biggest gambit in the One Belt One Road strategy. The projects under development are now assessed to be in the range of USD 62 billion.

Indian concerns over the CPEC pertain primarily to issues of sovereignty. In its annual report submitted to Parliament on 11 July 2018, the Union Defence Ministry bluntly stated, “The CPEC passing through Pakistan-occupied-Kashmir challenges Indian sovereignty”. A large number of Chinese labour along with military personnel are also located in Gilgit-Baltistan, which has grave security implications for India. Many in Pakistan, especially those in the military, see the completion of the CPEC as a possible game changer in the region, which could lift Pakistan out of poverty. That view is however now being contested as most of the economic benefits will go to Chinese hands. In the Gwadar port complex itself, where the expectation is that one million tons of cargo will be handled annually, 91 per cent share of the revenue from the operations of the port and the terminal and 85 per cent of the revenue generated by the free zone will go to Chinese companies. There is also the underlying fear that such a huge investment could result in a debt trap for Pakistan, much on the lines of the Hambantota port in Sri Lanka, which China has now taken over on a lease for 99 years. There are also fears that the CPEC may not dee fruition, primarily because it passes through territory which is increasingly being contested. in Balochistan, the ongoing freedom movement, which keeps cropping up off and on since 1947, is major source of concern to the Pakistani establishment. The current struggle of the Baloch people against Pakistani subjugation dates back to 2005. The ethnic Baloch feel marginalised at the plunder of their rich resources, and are waging a bitter freedom struggle against the government, targeting both the Pakistan security forces as well as the Chinese workers.  The CPEC is also vulnerable to attacks emanating from Gilgit-Baltistan and from the TTP (Tehrik-e-Taliban Pakistan), which has forced it to upgrade security measures across the length of the project. Pakistan is now raising a Special Security Division comprising approximately 15,000 personnel to provide security for the CPEC against attacks.
Pakistan has also been waging an undeclared war on India since the last three decades, through what its leadership called a ‘war by a thousand cuts’. The Indian response to Pakistani intransigence was reactive, and based on taking defensive measures to reduce the impact of terrorism which emanated from across the border. There was hence no punitive action taken against Pakistan, despite a series of highly provocative attacks such as the attack on India’s parliament in December 2001, Akshardham Temple in September 2002, Mumbai in September 2008, Pathankot Air Base in January 2016 amongst others. But it was the attack on a forward military base Kashmir in Uri which made the government rethink its strategy. It was Pakistan’s analysis that India would not retaliate against a nuclear armed neighbour, and hence it continued these acts of terrorism on Indian soil under the nuclear umbrella. Indeed, when Indian forces raided a terrorist hideout in Myanmar, the Pakistan interior minister, Mr Nisar Ali Khan, in response to a statement by Minister of State for Information & Broadcasting Rajyavardhan Singh Rathore that military action in Myanmar to hit back at rebels who killed 18 soldiers in Manipur was a message to other countries, said, “Pakistan is not like Myanmar”. He further added that Pakistan will not be cowed down by threats from across the border. That was an oblique reference to Pakistan’s nuclear capability and response options. However, when the Indian forces carried out a retaliatory strike on terrorist hideouts within Pakistan occupied Jammu & Kashmir, 11 days after the Uri attack, on 29 September 2016, it caught the Pakistani establishment off balance, especially because India’s Director General of Military Operations, Lt Gen. Ranbir Singh, in a press conference, announced the details of the operation. Pakistan responded with a denial, saying that Indian troops had not entered Pakistani territory but had only fired at Pakistani positions which was for the most part ineffective. Denial by Pakistan was mainly to reassure its home constituency and enabled Pakistan to avoid confrontation and an escalation of hostilities. But on a more serious note, in a car bomb attack on an Indian police convoy on 14 February 2019 in Pulwama, J&K, which led to the death of 40 police personnel, the Indian Prime Minister made it clear that the attack would not go unavenged. Pakistan’s Prime Minister, in response said that Pakistan would retaliate, with all the means at their disposal if India were to attack Pakistan. Earlier, Pakistan officials had threatened to use nuclear weapons should India attack Pakistan. The Indian response with an air strike against the base of Jaish-e-Mohammad in Khyber Pakhtunkhwa, deep inside Pakistani territory, shattered once and for the nuclear myth and set in place a new normal in India-Pakistan relations. It gave a clear message to Pakistan and indeed to the rest of the world that India will not be cowed down by the threat of nuclear weapons and would respond firmly to any attack on Indian soil, sponsored by Pakistan. The era of nuclear blackmail was over. To this end, it appears that India’s policy towards Pakistan is veering from deterrence to compellance.

While the new Indian policy of taking the fight to the enemy in his own territory has set a new normal in India-Pakistan relations, it is yet to be seen whether this will impact on Pakistan’s support to terrorist groups based in  its areas of control for operations against India. Pakistan views these groups as its strategic assets, and would be unwilling to disband them. The inter-se dynamic between the two countries will hence remain hostile, at least for the immediate future and ties between the two countries will remain strained. While Pakistan is no longer a conventional military threat to India, its capacity to foment terrorism within India remains intact. That is a reality which India will have to live with. Peace can only come about if the costs to Pakistan for indulging in terror attacks are made unbearable and this will be the thrust of the Modi government in its second tenure after winning a handsome mandate in the elections in May 2019.

The Indian Ocean Region (IOR)

The Indian Ocean holds 16.8% of the world’s proven oil reserves and 27.9% of proven natural gas reserves. An abundance of natural resources in the Indian Ocean, among other factors, has facilitated trade-led growth within this region. Home to major sea routes connecting the Middle East, Africa and East Asia with Europe and the Americas, these vital sea routes facilitate maritime trade in the IOR, carry more than half of the world’s sea-borne oil and host 23 of the world’s top 100 container ports. Container traffic through the region’s ports has increased fourfold from 46 million TEUs in 2000 to 166 million TEUs in 2017. Increased connectivity within the region has strengthened ties with external trading partners. China has emerged as the most important trading partner of the IOR, accounting for 16.1% of its total goods trade in 2017, up from 4.8% in 2000. On the other hand, between 2000 and 2017 the share of trade has declined with other major partners such as the EU (16.8% to 12.0%), the US (13.9% to 7.9%), and Japan (14.6% to 6.5%). Intra-regional trade is even stronger, accounting for 27.2% of total trade in 2017. Increasing share of trade to Asian players marks a shift to the Asian century.

Over 80 percent of the world’s seaborne trade in oil transits through Indian Ocean (Journal of the Indian Ocean), making the sea lanes of vital strategic importance. This aspect gets magnified as the sea lanes pass through various choke points—the Strait of Hormuz (40%), the Strait of Malacca (35%) and the Bab el-Mandab Strait (8%). Both India and China are dependent on their energy flows from these sea lanes. Over 70 per cent of China’s oil imports come from the Middle East and Africa, which has to transit through these vulnerable choke points. While China is exploring other means of energy supply, the vulnerable sea transport from the Middle East and Africa will remain the primary mode of petroleum import for the foreseeable future. To secure its Sea Lines of Communication, China has embarked on what has been described as its “String of Pearls” geopolitical strategy. Stretching from Gwadar in Baluchistan province of Pakistan to the Hainan Islands, these strategic geopolitical ‘pearls’ have however been non-confrontational, with no evidence as yet of imperial or neocolonial ambition. However, powerful and modernised armed forces provide China with military capabilities that could potentially alter the status quo in future. As of now, for both New Delhi and Beijing, trade and commercial activities will play the dominant role in their strategies for the IOR.

India’s location in the Indian Ocean gives it a unique centrality and importance. While India’s fixation since independence remained on its land borders, to deal with threats posed by China and Pakistan, this changed in the 1990s, when it started to look towards the Oceans to address severe economic problems at home. The Look East policy was initiated to boost trade and commercial ties to Southeast Asia and East Asia, while at the same time, ties were strengthened with the gulf countries to secure energy supplies, to expand trade and to support the Indian diaspora working in these regions. Thus, India’s more militarised continental approach saw a shift towards an economically focussed strategy for the region. This was given a much needed push by the Modi government in 2015, with Prime Minister Modi enunciating a new vision for the IOR, called SAGAR (Security And Growth for All in the Region) and a strengthening of the Look East Policy which was called Act East. India’s External Affairs Minister, Ms Sushma Swaraj defined the region as extending from the Gulf of Aden in the West, through Chabahar Port in southwest Iran, and over to Burma and Thailand in the East. The emphasis is on commerce, infrastructure development and diplomatic engagement, all three drivers being critical to India’s domestic economy and electoral politics.

China however treats the Indian Ocean as an extension of its Maritime Silk Road—the trade and infrastructure corridor linking coastal China to other Asian countries—which is a subset of its broader BRI, and seeks to expand China’s links throughout Eurasia. For Beijing, the region has a wider sweep, extending from coastal China to the Saudi peninsula and African littoral. The land half of the BRI, the Silk Road Economic Belt, extends from western China through Central Asia to the Middle East, the Caucasus, and Russia, with both axes have endpoints in Europe. The aim of the BRI hence appears to be to dominate Eurasia, which leads Beijing to pursue an integrated set of trade, commercial, diplomatic, and military initiatives from the South China Sea to the African littoral.

While the emphasis in the IOR is on trade, freedom of navigation and in keeping the Sea Lines of Communication secure, security considerations cannot be overlooked as presently, more than half the world’s armed conflicts are located in the IOR. The waters too are home to continually evolving strategic developments including the competing rises of China and India, potential nuclear confrontation between India and Pakistan, the US interventions in Iraq and Afghanistan, Islamist terrorism, growing incidence of piracy in and around the Horn of Africa, and management of diminishing fishery resources. Consequently, there is a substantial deployment of military force in the IOR, with almost all the world’s major powers have deployed substantial military forces in the Indian Ocean region.

Both India and China have genuine aspirations of developing blue water naval capabilities through the development and acquisition of aircraft carriers and an aggressive modernisation and expansion programme. As China increases its military presence in the Indian Ocean, the Indian Navy is increasingly focused on countering its Chinese counterpart. However, absent a direct confrontation, it seems likely that military factors will remain secondary drivers. In addition, the dominance of the army in Indian military planning, together with persistent problems in acquiring advanced naval and air equipment to operate in the Indian Ocean, will continue to undermine India’s ability to be a strategic partner to the United States in the region.

The U.S. initiated a pivot or rebalance of its strategy towards Asia in 2011, marking a change in its perspective based on over seven decades of forward presence in East Asia. The Indo-Pacific strategy now enunciated ties the growing U.S.-India relationship to the wider Asia-Pacific region, reflecting the growing economic, trade, and diplomatic links between the littoral countries of the Indian Ocean and those in Southeast and East Asia. In terms of geographical reach, the Indo-Pacific strategy largely excludes Pakistan, the Arabian Peninsula, Iran, and the African littoral from its conception of the Indo-Pacific region. The U.S. has sought to de-hyphenate India from Pakistan, in order to improve its relations with India and views Pakistan as a part of its South Asia policy, which is focussed on counter terrorism. Iran, the Arabian Peninsula, and the African littoral are viewed as Middle Eastern or continental African issues, with U.S. strategy in the region being shaped by concerns relating to energy supplies, counter-terrorism, and other security matters.This fits in well with America’s strategic interests in the Middle East, its ongoing troop commitment to Afghanistan, and its global role.

While the U.S. will push for strengthening of ties with India, especially in the military domain, the Indian response will be more measured and cautious. The U.S. will continue to look at the region through a military lens, while the Indian concerns will predominantly be on increasing their economic footprints in the area. The region is likely to witness continued contestation and shifting coalitions between the U.S., India and China with other countries in the IOR and outside powers like Russia and Japan.

China’s aggressive soft power diplomacy has widely been seen as arguably the most important element in shaping the Indian Ocean strategic environment, transforming the entire region’s dynamics. By providing large loans on generous repayment terms, investing in major infrastructure projects such as the building of roads, dams, ports, power plants,and railways, and offering military assistance and political support in the UN Security Council through its veto powers, China has secured considerable goodwill and influence among countries in the Indian Ocean region.

India’s centrality in the Indian Ocean region and its control over the air and sea lines of communication, provides it geographic domination. While India has increased its engagement with the region since the turn of the century, it faces challenges to its further expansion and cannot compete head-to-head with China which has much deeper pockets and is able to invest far more in trade and commercial investments. New Delhi will hence be forced to calibrate its resistance to Beijing. While increasingly aligning with the U.S., New Delhi will seek to minimise the possibilities of a U.S. China confrontation which could spill out of control. As of now, the further escalation of such geopolitical tensions, as seen in the South China Sea, would threaten freedom of navigation which is vital for the smooth flow of Indian Ocean maritime trade and the openness of the region’s sea routes, which would negatively impact on energy flows. 

Neighbouring Countries

China’s growing influence in Bangladesh, Myanmar and Nepal would need to be watched and countered both diplomatically and economically. Closer ties with China provide Bangladesh with a sense of security against India. China values Bangladesh for its immense natural gas reserves where Bangladesh’s geographical proximity to Myanmar makes these reserves accessible to China through pipelines as also providing a strategic foothold to China in South Asia. During Chinese President Xi Jinping’s visit to Dhaka in 2016, the two countries established a strategic partnership. Bangladesh has been an official partner of the China-led BRI since then. In terms of military cooperation, the Bangladesh armed forces are largely equipped by Chinese armaments. China also sold six surface ships to the Bangladesh Navy between 2009-2015 and two submarines in 2016. But it is the economic ties that form an important aspect of the bilateral relationship. China is Bangladesh’s biggest trading partner with bilateral trade worth USD 10 billion, thought the trade is skewed in China’s favour. In terms of infrastructure development, China is building bridges, roads, railway tracks, airport, and power plants. In terms of economic cooperation, there is greater scope for Bangladesh trade with India. Relevant in this regard is a statement by the Bangladesh Additional Foreign Secretary, “We have nothing to sell to the Chinese. We could sell a great deal more to the Indians if they allowed us.” Bangladesh also shares three of its borders with India and none with China, thereby limiting Bangladesh’s ability to distance itself from India. 

While India considers Nepal a part of its sphere of influence, it is increasingly being challenged by China’s inroads into Nepal with China providing assistance in exploiting Nepal’s hydro electric potential and in construction of road and rail linkages. There has thus evolved a multi-layered engagement between China and Nepal which supports its wider South Asia policy. In Myanmar, China's strategic objective appears to be to gain direct access to Bay of Bengal and Andaman Sea through Myanmar, bypassing the narrow Straits of Malacca. China has greater economic, political, and military clout than India and India is unlikely to replace China’s position as the most influential country in Myanmar. However, both Chinese and Indian interests converge in Myanmar towards economic development and maintenance of peace. While there would be competition, there would also be cooperation.

Internal Armed Conflict and Terrorism

Internally, conflict in India’s Northeast has reduced considerably, though Manipur still remains disturbed and getting peace to Nagaland is still a work in being.  Concerns remain in Assam about illegal immigration, wherein the influx of Bangladeshis has considerably altered the demography in certain areas. Left Wing Extremism (LWE) has been contained from the levels that existed in the period 2004-2014, but while the number of districts affected by LWE has reduced, the ability of the Maoists to cause casualties to the security forces remains. However, concerted efforts by the Centre and the states, both in enhancing security measures as well as in effective development produces has reduced the reach of the Maoists and they are getting confined to increasingly smaller spaces. 

The situation in J&K remains volatile. Conflict in the state is externally sponsored which is why it remains difficult to achieve conflict resolution. In Sri Lanka, the Island nation’s military was able to defeat the LTTE because they were able to seal the battle space. The Soviet Union’s inability to do so let to their exit from Afghanistan. The U.S. too, in its war against terror in Afghanistan, has not been able to defeat the Taliban as the latter have safe havens within Pakistan. Similarly, Pakistani support to terrorism in J&K has enabled the conflict to continue over the last three decades. However, the change in policy being adopted against Pakistan after calling out  Pakistan’s nuclear bluff, is likely to reduce Pakistan’s overt support to the terrorist groups operating in the state. There is also a concerted effort by the Indian authorities to pursue the money trail and restrict the money flows to the coffers of terrorist groups. This, in conjunction with legal action being initiated against the Hurriyat and other groups supporting the terrorist in the state is likely to have a positive impact and will likely lead to peace returning to the state.

A matter of concern is the Islamic State (IS) indicating its presence in India. IS's Amaq News Agency, in an announcement on 10 May 2019,  named the new province, “Wilayah of Hind”. The easter Sunday bombings in Sri Lanka which killed over 250 people, had linkages with groups in Southern India, which indicated that the ideological spread of the IS has made some inroads in certain parts of India. While the investigative agencies have made a number of arrests and while the IS has not carried out any terror attack in India, it would be advisable to err on the side of caution and presume the existence of sleeper cells which could get activated.

ASSESSMENT

As China and India rise politically and economically on the world stage, it is natural that they compete with one another for influence. Rivalry between the two nations will be fuelled especially by each country's efforts to reach into the other's traditional spheres of influence, for example, China in South Asia and India in Southeast Asia. China's willingness to overlook human rights and democracy concerns in its relations with the smaller South Asian states will at times leave India at a disadvantage in asserting its power in the region, as was seen recently in Nepal and Sri Lanka. India will need to significantly enlarge its economic footprint in the South Asian region to ensure it maintains an edge in its traditional spheres of influence.

Energy competition between India and China is also reflected in the two countries' assertions of naval power. As India reaches into the Malacca Strait, Beijing is developing facilities along the Indian Ocean littoral to protect sea lanes and ensure uninterrupted energy supplies. Militarily, there can be no let up in India’s preparation to counter any Chinese misadventure. In the Himalayas, India will have to ensure air superiority at least in the areas South of the Tsang Po River. It will also have to upgrade its artillery capability in the mountains as well as develop infrastructure compatible to that which China has built up in Tibet.  India will also have to ensure that its Navy maintains an edge in the Indian Ocean region to protect national interests. To that extent, it is time that the country takes a de novo look on prioritising its defence expenditure to meet the challenges of the future. India also needs to change the way in which advice is tendered to the Government so that the Services concerns are adequately represented to ensure that the nations defence is not compromised.

Pakistan is unlikely to cease support to terrorist groups which it uses as its strategic assets against India. However, it will lay greater stress on promoting and using indigenous groups within the state of J&K to target the security forces or to carry out suicide attacks, so that the blowback against Pakistan can be avoided. India will, however continue to put diplomatic, economic and political pressure against Pakistan, to compel it mend its ways. In case of Pakistani intransigence, a military response by India remains a high possibility.

The downward trend in terrorist related activity in areas impacted by LWE is likely to continue. However, resolving the problem is unlikely at least in the immediate future. We are likely to see sporadic attacks by the Maoists in the coming years, thought he intensity and the frequency will see a decrease.

The coming decade will see a further decrease in violence levels in the Northeast. A political solution to the problem in Nagaland is possible and would greatly alter the security scenario in the entire region. However, the problem of illegal infiltration, which has altered the demographic balance is likely to create social tension in the region which would require strong governance to keep the situation under control. However, much of the angst will be reduced if the Act East policy of the Centre creates huge economic opportunities for the states

The state of J&K is likely to limp back to normalcy, provided the Centre continues with the firm policy which it has adopted, which constitutes firm action against the terrorists by the Army, restricting financial flows to terrorist groups, and investigating and prosecuting all those involved in fraudulent financial dealings and in providing support to terrorist groups. Certain legislations, like repeal of Article 35A and the abrogation of Article 370 may throw up temporary instability, but will in the long run lead to the emotional integration of the state with the rest of the Union.

Overall, India can look forward to a more safe and secure security environment in the coming decade. (Published as a book chapter by GCCT, Jaipur).